Digiterre announces the agenda for its forthcoming Regulatory Compliance breakfast forum.
7.45-Breakfast served and networking
8.30- Session 1: Investor and Marketing Compliance
Areas covered: AIFMD, KYC, CDD, AML, Marketing Suitability across multiple jurisdictions
Presented by: Ian Murrin- Founder and CEO of Digiterre
9.00- Session 2: PAD, Codes of Conduct and Employee Attestations
Areas covered: PAD and SMR
Presented by: Ronald Gould Compliance Science
9.30- Q&A session
The breakfast forum will aim to give Investment Managers more information on systemising regulatory compliance processes and the key commercial and organisational benefits associated with doing this.
Date: Wednesday 20th April
Venue: Millennium Hotel, London Mayfair, Grosvenor Square, London W1K 2HP
Time: Breakfast served from 7.45am
RSVP: Ellies@digiterre.com by Friday 8th April 2016 Please feel free to forward this invite colleagues who may also be interested in this subject.